Recom Securities, Inc.
Levitt & Levitt Deep Discount Brokerage
A Division of Recom Securities, Inc.
619 Marquette Ave So. #142
Minneapolis, MN 55402

 
 

SEC-Required Report on Routing of Customer Orders For Quarter Ending September 30, 2004

Recom Securities, Inc ("RCS") has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of "non-directed orders" - any order that the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, Recom Securities has selected the execution venue on behalf of its customers.

The report is divided into four sections: one for securities listed on the New York Stock Exchange, one for securities listed on The NASDAQ Stock Market, one for securities listed on the American Stock Exchange or regional exchanges, and one for exchange-listed options. For each section, this report identifies the venues most often selected by RCS, sets forth the percentage of various types of orders routed to the venues, and discusses the material aspects of RCSs relationship with the venues.
 


Order Summary Statistics for Q3, 2004
 
  NYSE as numbers  
    as percentages  
 
  NASDAQ as numbers  
    as percentages  
 
  AMEX as numbers  
    as percentages  
 
  Option Contracts as numbers  
    as percentages  

 

A written copy of this report will be furnished upon request. In addition, information regarding the specific routing or any orders executed for your account for the previous six (6 months) will be furnished upon request. Please contact the representative handling your account.