Securities Listed on AMEX or Other

Recom Securities, Inc.

Summary Statistics:

Non-directed orders as percentage of total customer orders 313/313

Market orders as percentage of total non-directed orders 144/313

Limit orders as percentage of total non-directed orders 167/313

Other orders as percentage of total non-directed orders 2/313

Venues receiving significant percentage of total non-directed orders:

AMEX 69/313

Knight Capital Market,LLC 49/313

Chicago Exchange 195/313

Information Concerning significant Venues:

AMEX

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 33/167

Market orders as percentage of total market orders 35/144

Other orders as percentage of total other orders 1/2

Knight Capital Market,LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 49/167

Chicago Exchange

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 85/167

Market orders as percentage of total market orders 109/144

Other orders as percentage of total other orders 1/2