Securities Listed on New York Stock Exchange

Recom Securities, Inc.

Summary Statistics:

Non-directed orders as percentage of total customer orders 2989/2989

Market orders as percentage of total non-directed orders 1730/2989

Limit orders as percentage of total non-directed orders 1219/2989

Other orders as percentage of total non-directed orders 40/2989

Venues receiving significant percentage of total non-directed orders:

NYSE 332/2989

Knight Capital Market,LLC 7/2989

Chicago Exchange 2650/2989

Information Concerning significant Venues:

NYSE

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 188/1219

Market orders as percentage of total market orders 142/1730

Other orders as percentage of total other orders 2/40

Knight Capital Market,LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 5/1219

Market orders as percentage of total market orders 2/1730

Chicago Exchange

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 1026/1219

Market orders as percentage of total market orders 1586/1730

Other orders as percentage of total other orders 38/40