Securities Listed on New York Stock Exchange

Recom Securities, Inc.

Summary Statistics:

Non-directed orders as percentage of total customer orders 100.0%

Market orders as percentage of total non-directed orders 57.9%

Limit orders as percentage of total non-directed orders 40.8%

Other orders as percentage of total non-directed orders 1.3%

Venues receiving significant percentage of total non-directed orders:

NYSE 11.1%

Knight Capital Market,LLC 0.2%

Chicago Exchange 88.7%

Information Concerning significant Venues:

NYSE

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 15.4%

Market orders as percentage of total market orders 8.2%

Other orders as percentage of total other orders 5.0%

Knight Capital Market,LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 0.4%

Market orders as percentage of total market orders 0.1%

Chicago Exchange

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 84.2%

Market orders as percentage of total market orders 91.7%

Other orders as percentage of total other orders 95.0%